Additional forms

Roth IRA Conversion Kit

Convert your traditional, SEP, or SIMPLE IRA to a Vanguard® Roth IRA.
Personal IRAs

Disclosure Statement and Custodial Account Agreement for Vanguard Traditional, Roth, and SEP-IRAs

Learn about the general requirements and features of both the Vanguard Traditional and Roth IRA. This Disclosure Statement is provided in accordance with IRS regulations.

IRA Annual Notice Letter

Annual IRA tax withholding letter with both state-specific and non-state specific tax charts.

Open or upgrade a retirement account

Use this process to open a new IRA or upgrade your existing IRA to a Vanguard Brokerage Account
Roll over a 401(k)

Roll over an employer-sponsored plan to Vanguard (Limited Use)

Move brokerage assets from your employer-sponsored retirement plan to a Vanguard IRA®. For limited use only. Crew should leverage Direct Rollover standard work for most optimal client path.
Small business

Disclosure Statement and Custodial Account Agreement for Vanguard Traditional, Roth, and SEP-IRAs

Learn about the general requirements and features of both the Vanguard Traditional and Roth IRA. This Disclosure Statement is provided in accordance with IRS regulations.

Form 5305 SEP-IRA Contribution Agreement

Employers use this form to make an agreement to provide benefits to all eligible employees under a simplified employee pension (SEP).

Form 5305-SIMPLE - for Use With a Designated Financial Institution

Form 5305-SIMPLE is a model Savings Incentive Match Plan for Employees of Small Employers (SIMPLE) plan document that an employer may use in combination with SIMPLE IRAs to establish a SIMPLE IRA plan.

Individual 401(k) Basic Plan Document Kit

Describes the general requirements and features of the Vanguard® Individual 401(k) Plan.

Individual 401(k) Restatement

Use this process to restate your Vanguard Individual 401(k) Plan by completing a new Individual 401(k) Adoption Agreement and Trust Agreement. This restatement is required by the IRS.

Open or Update a Small Business Account

Use this process to open or update the following account types: Simplified Employee Pension (SEP-IRA), Savings Incentive Match Plan for Employees (SIMPLE IRA), Vanguard Individual 401k, and Vanguard Retirement Investment Plan (VRIP) Pooled Plan

Retirement Plan Semi-Annual Notice Letter

Learn about tax withholding for your retirement plan distributions.

SIMPLE IRA Disclosure Statement and Custodial Account Agreement

Learn about the general requirements and features of a SIMPLE IRA.

Transfer an account to Vanguard

Move assets from an IRA at another financial institution to a new or existing Vanguard mutual fund IRA.
Transfer an account

Small Business retirement account Transfer of Assets

Use this process to transfer retirement assets to Vanguard for SEP, SIMPLE, and i401k accounts.

Reach out

Find us at the office

Exel- Frazzitta street no. 61, 44925 Kingston, Norfolk Island

Give us a ring

Jovanny Boeding
+23 274 947 142
Mon - Fri, 10:00-21:00

Tell us about you